Published on

February 23, 2016

Understanding SQL Server Locks

Locking is a fundamental concept in SQL Server that plays a crucial role in maintaining data integrity and coordinating access to resources. In this article, we will explore the basics of SQL Server locks and their importance in database operations.

What are SQL Server Locks?

Locking in SQL Server is a pessimistic mechanism that limits or synchronizes access to resources between multiple requests. A lock is the manifestation of this mechanism. Think of a lock as a padlock temporarily securing a gate, limiting access to a storage shed. Similarly, locks in SQL Server restrict access to resources within the database.

SQL Server utilizes a service called the lock manager to control and direct access to resources. When a query is executed, the query processor determines the resources and locks required. It then requests these locks from the lock manager. The lock manager grants the locks if available or instructs the query processor to wait until the locks become available.

Types of SQL Server Locks

SQL Server offers various types of locks to cater to different scenarios. Some of the commonly used lock types include:

  • Shared (S): Used for read operations that do not change data.
  • Update (U): Used on resources that can be updated, helping to reduce deadlocks.
  • Exclusive (X): Used for data-modification operations, ensuring that multiple updates cannot be made to the same resource simultaneously.
  • Intent: Used to establish an imminent need for a lock.
  • Schema: Used when a schema-dependent operation is executing.
  • Bulk Update (BU): Used when bulk copying data into a table with the TABLOCK hint specified.
  • Key-range: Protects the range of rows read by a query when using the serializable transaction isolation level.

Lock Resources

Lock resources refer to the objects on which locks are held. SQL Server follows a hierarchy of lock resources, which helps reduce the overall cost of locking. Some examples of lock resources include:

  • Database
  • File
  • Object
  • Page
  • Key
  • Extent
  • Rowgroup

Understanding the lock resources can be helpful when troubleshooting or designing queries and database schemas.

Lock Owners

The lock owner refers to the entity that holds the lock. It could be a transaction, a cursor, or a session. Knowing the lock owner can provide insights into the nature of the locks during troubleshooting or investigation. Some examples of lock owners include:

  • Transaction
  • Cursor
  • Session

Conclusion

SQL Server locks are essential for maintaining data integrity and coordinating access to resources. Understanding the different types of locks, lock resources, and lock owners can help in troubleshooting and optimizing database performance. In future articles, we will delve deeper into specific scenarios involving locking and deadlocking.

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